Golden Rule, Literal Rule and Mischief Rule of Interpretation : A comparative study


Literal Or Grammatical Rule Of Interpretation

The literal rule of interpretation considers the natural or ordinary meaning of the words in question. The basis of this rule is that the legislature's aim while making a provision was represented through words, which must be read according to grammatical standards.

Advantages Of Literal Rule Of Interpretation

The advantages of the literal rule of interpretation are as follows:
1. It enables the common man to understand the statue.
2. It results in a quick decision as the meaning can be found in a dictionary or other sources.
3. It provides no scope for judges to use their own opinions or prejudices.

Disadvantages Of Literal Rule Of Interpretation

1. There is a possibility of creating loopholes in the law.
2. This may lead to injustice as it fails to recognize the complexities and limitations of the English Language.
3. It can lead to absurd decisions.

Case law

In Subramanian Swamy v/s Dr Manmohan Singh and another, the Supreme Court found that a sanction for prosecution of respondent for breaches under the Act committed while holding an office of a minister but afterwards quitting but continuing to be a Member of Parliament is not required under Section 19 of the Prevention of Corruption Act, 1988. The court further stated that neither the 1988 Act nor the Code of Criminal Procedure, 1973 prohibits a citizen from filing a complaint about the trial of a public servant who is accused of committing an offence. As a result, a citizen's private complaint about the prosecution of a minister for violations of the Act is feasible.

Golden Rule Of Interpretation

Limitations of the Literal Rule is mitigated by the Golden Rule of Interpretation. The golden rule interprets the words in such a way that the absurdities, ambiguities, injustice, inconvenience, hardship, inequity, and anomalies of literal interpretation are discarded in such a manner that the purpose of the Legislation is fulfilled.

The Golden Rule has two approaches:
1. Narrow approach
If the word used in the statute is ambiguous having more than one meaning, it's upon the judge to apply the meaning that avoids any kind of absurdity. In the case of R V. Allen (1872) and Alder V. George (1964) narrow approach was used.

In R. v/s. Allen, the accused was charged with violation of Section 57 of the Offenses Against the Person Act,1861. According to this section, a married person should marry some other person during the lifespan of the previous spouse who is guilty of an offence. Because civil courts do not recognise second marriages, the literal rule will not be applicable. The golden rule was used to avoid ambiguity in the meaning of the word marriage, which means to go through a marriage ceremony.

2. Wide approach
In the cases where there's just one literal meaning of a word, but applying it would cause absurdity, the Wide Approach is used. Using this, the court may change the definition of the word to avoid absurdity. 

In re Sigsworth: Bedford v/s Bedford, also known as the MFP case, a mother is murdered by her son. According to the provision in the Administration of Justice,  the mother's inheritance would be inherited by her next of kin, i.e., her son. This was the exact meaning of the clause, but the court didn't apply it in this case and instead used the golden rule, based on the fact that the son was indeed the murderer of his mother, and the court wasn't willing to let the murderer gain from his crime.

Advantages Of Golden Rule Of Interpretation

1. It gives the courts power to avoid absurdity thereby eliminating injustice.
2. The golden rule helps closing the loopholes.
3. It provides a check on the strictness of the literal rule.

Disadvantages Of Golden Rule Of Interpretation

1. The judge is given power to amend a statute by reading it differently though logical.
2. Interpretations using golden rule is unpredictable.
3. It empowers the judge to change the statute's meaning in very specific circumstances only.

Case Law
In Tarlochan Dev Sharma v. State of Punjab, the phrase 'abuse of his powers' was used in the expression "abuse of his powers or habitual failure to perform his duties" in Section 22 of the Punjab Municipal Act, 1911. The Supreme Court stated that when choosing a word from a list of alternatives, the context must always be considered. In this context, the term "abuse of power" refers to an intentional abuse or a willful wrong. A legitimate but inaccurate exercise of authority or inaction is not an abuse of power.

The Mischief Rule of Interpretation

The mischief rule focuses on determining the intention of lawmakers during the interpretation of statutes. It originated in the United Kingdom in the 16th century and was established in Heydon’s case. It was held that the primary aim of interpreting a statute should be to identify the “mischief and defect” that the statute intended to address and provide an effective remedy. This rule seeks to answer the question of what problem the previous law failed to cover, leading to the enactment of the statute in question.


The famous Heydon’s Case (1584) outlined four points to be considered when interpreting a statute:

1. What was the common law before the enactment of the statute?
2. What was the “mischief and defect” that the common law did not address?
3. What remedy did the parliament intend to provide to rectify the problem?
4. What is the true reason behind the remedy?

Advantages of Mischief Rule of Interpretation

1. Flexibility in determining the lawmakers’ intent
2. Removes being strictly bound by the literal and golden rules of interpretation.

Disadvantages of Mischief Rule of Interpretation

1. It introduces uncertainty into the law 
2. Grants excessive power to unelected judges, which is seen as undemocratic. 
3. It is considered outdated as the common law is no longer the primary source of law.

Latest Case Law

In the case of Novartis Ag v. Union of India (2013), the court stated that the most effective means of ascertaining the meaning and intent of a statute is through the mischief rule. For patent law in India, this ruling is especially significant.






CCSU LLB/BA-LLB Question References
Q. How does Golden Rule of Interpretation differ from Literal Rule? [20 marks - 2023]
Q. What are the three general rules of statutory interpretation? Illustrate.
    [20 marks - 2022]
Q. What do you mean by "Literal or Grammatical Interpretation". [4 marks - 2022]
Q. Explain 'Literal Rule' of Interpretation. [10 marks - 2021]
Q. Discuss the 'Golden Rule of Interpretation' with the help of decided cases. [20 marks - 2021]
Q. Explain and illustrate the rules which the courts apply in interpreting the penal statutes. [20 marks - 2020]
Q. Elucidate and illustrate the Golden Rule. [10 marks - 2019]
Q. What is meant by mischief rule? Explain with the help of recent Indian
    cases. [20 marks - 2019, 2018]
Q. What do you understand by the Golden Rule of Interpretation? Explain with
    case laws. [20 marks - 2019]
Q. What is the 'Golden Rule of Interpretation'? Why is this also called the modifying rule? Discuss with case laws. [20 marks - 2017]
Q. Write a short note on the mischief rule of interpretation. [BA-LLB - 10 marks - 2022]
Q. What is meant by Mischief Rule? Explain with the help of recent Indian cases. [BA-LLB - 20 marks - 2020]

Reddendo Singula Singulis

Reddendo Singula Singulis

The reddendo singula singulis principle concerns the use of words distributively. Where a complex sentence has more than one subject, and more than one object, it may be the right construction to render each to each, by reading the provision distributively and applying each object to its appropriate subject. A similar principle applies to verbs and their subjects, and to other parts of speech.

This rule has been applied in the case of Koteshwar Vittal Kamat vs K Rangappa Baliga, AIR 1969, in the construction of the Proviso to Article 304 of the Constitution which reads, “Provided that no bill or amendment for the purpose of clause (b), shall be introduced or moved in the legislature of a state without the previous sanction of the President”. It was held that the word introduced applies to bill and moved applies to amendment.


CCSU LLB / BA-LLB Question References
Q. Explain "Reddendo Singula Singuli" doctrine. [LLB - 10 marks - 2023, 4 marks - 2019]
Q. Reddendo Singula Singulis [BA-LLB - 4 marks - 2022]

Doctrine of 'Noscitur a sociis'

Q. Discuss the doctrine of "Noscitur a sociis". [10 marks - 2023] Q. Explain "Noscitur a Sociis" [4 marks - 2021] Q. Associated words take meaning from one another under the doctrine of 'Noscitus a sociis' " Discuss. [20 marks - 2019]

Doctrine of 'Noscitur a sociis'


Noscere means to know and sociis means association. Thus, Noscitur a Sociis means knowing from the association. Thus, under the doctrine of “noscitur a sociis” the questionable meaning of a word or doubtful words can be derived from its association with other words within the context of the phrase.

The maxim "Noscitur a sociis" is the principle of construction (or interpretation) of statutes and other documents that the meaning of words should be identified by reference to other words in the context of which they appear.

The applicability of this rule of interpretation arises when a word or phrase in question cannot be interpreted in isolation and requires the words that surround it to also be understood in order to better grasp the concept. 

The scope of this rule of interpretation is limited, for it can only be applied in the circumstances where the law was either not clear or it was ambiguous.

In State of  Assam vs R Muhammad AIR 1967, SC made use of this rule to arrive at the meaning of the word “posting” used in Article 233 (1) of the Constitution. It held that since the word “posting” occurs in association with the words “appointment” and “promotion”, it took its color from them and so it means “assignment of an appointee or a promotee to a position” and does not mean the transfer of a person from one station to another.

Contemporanea Expositio

Q. Contempranea expositio will not always be decisive of a question of construction. Discuss. [10 marks - 2023]

Contemporanea Expositio

The maxim Contemporanea Expositio holds that a construction which has been long adopted and publically acted upon, will not be lightly disturbed by the courts.

The rule of construction by reference to ‘contemporanea expositio‘ is a well established rule for interpreting a statute. This rule has been clearly expressed in Crawford on Statutory Construction (1940). 

The validity of this rule was also recognized in Baleshwar Bagarti, where Justice Mookerjee states “It is a well-settled principle of interpretation, Courts in construing a statute will give much weight to the interpretation put upon it, at the time of its enactment and since, by those whose duty it has been to construe, execute and apply it” and this statement of the rule was quoted with approval by SC in Deshbandhu, [1979].

Casus Omissus

Q. Explain the rule of 'Casus Omissus'. [4 marks - 2023]


Casus Omissus
The Latin phrase 'Casus Omissus' means case omitted. It is such a situation which is not provided for by a statute or contract and therefore governed by caselaw or new-judge made law.

Stare Decisis

Stare Decisis

The phrase 'Stare decisis' is a Latin word which means “to stand by things decided”. This is a legal principle that directs courts to adhere to previous judgments while resolving a case with allegedly comparable facts.


CCSU LLB / BA-LLB Question References
Q. Define the rule of a Stare Decisis. [LLB - 4 marks - 2023]
Q. Short note on Stare Decisis. [BA-LLB - 4 marks - 2022]

Why should a taxing statute be strictly construed

Statutes imposing taxes or monetary burdens are to be strictly construed.
The logic behind this principle is that imposition of taxes is also a kind of imposition of penalty which can only be imposed if the language of the statute unequivocally so say.


Q. Why should a taxing statute be strictly construed? [LLB - 4 marks - 2023] Q. Why should taxing statute be strictly construed? [BA-LLB - 4 marks - 2022]

Explanation Clause | Interpretation of Statutes

Q. Can an explanation clause enlarge the scope of original section? [4 marks - 2023]

Explanations

Explanations are added to the section to explain and elaborate on the meaning of the words in the section. The purpose behind this explanation is to explain, clarify, subtract or include something by elaboration.

The explanation clause cannot enlarge the scope of the original section.

Rule of 'Ejusdem Generis'

What do you understand by the rule of 'Ejusdem Generis'? [10 marks - 2017, 2018, 2019, 2022, 2023]


Ejusdem Generis

‘Ejusdem Generis’ is a Latin term and the meaning of it is “of the same kind and nature”. The principle of Ejusdem Generis is where general words follow an enumeration of persons or things by particular and specific words. Not only these general words are construed but also held as applying only to persons or things of the same general kind as those specifically enumerated.

In case of Evans v. Cross [(1938), the Court had applied the ejusdem generis rule. The issue was in relation to the interpretation of the word “other devices”. It was under the definition of “traffic signals” under Section 48(9) Road Traffic Act, 1930, to include “all signals, warning sign posts, signs, or other devices”. The Court held that a painted line on a road cannot be included in the “other devices” as a traffic signs because devices are here indicating a thing, whereas painted line on a road is not.

Retrospective effect of Criminal Law

Short note on Retrospective effect of Criminal Law [4 marks - 2017]

Retrospective effect of Criminal Law

Laws must not impose criminal liability for acts that were not criminal offences at the time they were committed. There is an exception which is discussed below in 'Can the prohibition on retrospective laws be limited?'.

Laws must not impose greater punishments than those which would have been available at the time the acts were done.

Article 20 of the Constitution of India prohibits the legislature to make retrospective criminal laws, however, it does not prohibit a civil liability retrospectively i.e. with effect from a past date. Therefore, tax can be levied retrospectively.

Identical Expressions to have same Meaning

Identical Expressions to have same Meaning [4 marks - 2017]

According to this principle, a word or phrase or expression appearing in a the same act should be given same meaning unless otherwise specifically mentioned in the act. Similarly, the statutes in pari-materia should also be dealt with the same way. For example the Limitation act and the Civil Procedure Code are the to acts in pari-materia. An expression ocurring in both the acts should be given same meaning.

Law of Social Changes

Short Note on Law of Social Changes [4 marks - 2017]

Law is an important instrument to bring in social changes for the betterment of the society. Law being a binding force which is respected and abide by all the people of all walks of lives, the changes brought in by the legal system is accepted and followed by all. There are ample examples of law bringing in social changes. The Un-touchability (Offences) Act, Widow Remarriage Act, Prohibition of Bonded Labour act are a few examples in this context.

Social Welfare Legislation

Social Welfare Legislation

Social Welfare legislation are the acts created with goal of common good for the society or certain sections of the society. Examples of social welfare legislation are Women Trafficking Act-1956, Dowry Prohibition Act-1961, Women Education Equality Act- 1956, Women Empowerment Act-1993.
While interpreting such legislation, public welfare should be kept in mind and pro bano stand should be taken.



CCSU LLB / BA-LLB Question References
 Q. Short note on Social Welfare Legislation [LLB - 4 marks - 2017]

Proviso - Interpretation of Statutes

 Short note on Proviso [4 marks - 2021, 2019, 2017]

Proviso is a condition, stipulation or limitation inserted in a legal document. Performance or non performance of the proviso, as the case may be, will impact the validity of the act for that purpose.

Proviso are considered as an important internal aid for the purpose of interpretation of the statute.