Debenture : Definition, Features, Types and difference with shareholding

Definition of Debenture

debenture is a debt instrument issued by a company to acknowledge a loan. Under Section 2(30) of the Companies Act, 2013, a debenture includes debenture stock, bonds, or any other instrument of a company evidencing a debt, whether constituting a charge on the assets of the company or not.

In simpler terms, while a shareholder is an owner of the company, a debenture holder is a creditor. Debentures typically carry a fixed rate of interest (called a coupon rate) which must be paid regardless of whether the company makes a profit.


Features of Debenture
1. There is a fixed rate of interest
2. These are long term instruments
3. May be secured or unsecured
4. Interest on debentures are payable even if there is a loss


Kinds of Debentures

Companies issue various types of debentures to suit the needs of different investors and their own financial requirements. They can be classified as follows:

1. On the Basis of Security

  • Secured (Mortgage) Debentures: These are secured by a "charge" on the fixed assets of the company. If the company fails to repay, the holders can recover their money by selling the secured assets. Under the 2013 Act, most debentures must be secured.

  • Unsecured (Naked) Debentures: These carry no charge on the company’s assets. The holders are treated as ordinary unsecured creditors in the event of liquidation.

2. On the Basis of Convertibility

  • Convertible Debentures: These give the holder the option to exchange their debentures for equity shares of the company after a specified period.

    • Fully Convertible (FCDs): The entire value is converted into shares.

    • Partly Convertible (PCDs): A portion is converted into shares, while the rest remains as debt.

  • Non-Convertible Debentures (NCDs): These cannot be converted into shares. They are pure debt instruments and usually offer a higher interest rate to compensate for the lack of conversion benefits.

3. On the Basis of Permanence (Redemption)

  • Redeemable Debentures: These are issued for a specific period, at the end of which the company must repay the principal amount to the holders.

  • Irredeemable (Perpetual) Debentures: These have no fixed date for repayment. They are repayable only upon the winding up of the company or on the occurrence of a specific extreme event. (Note: Indian law generally restricts the issuance of perpetual debt by companies).

4. On the Basis of Negotiability (Registration)

  • Registered Debentures: These are made out in the name of a specific person. Their names and addresses are recorded in the company’s Register of Debenture Holders. Transferring these requires a formal transfer deed.

  • Bearer Debentures: These are like currency; they are payable to the "bearer" or whoever holds the document. They are transferable by mere delivery, and the company does not maintain a record of the individual owners.

Key Provisions under the Companies Act, 2013

  • Voting Rights (Section 71): No company is permitted to issue any debentures that carry voting rights. This ensures that creditors do not interfere in the internal management of the company.

  • Debenture Redemption Reserve (DRR): Companies are required to create a DRR account out of their profits to ensure there are sufficient funds available to repay the debt upon maturity.

  • Debenture Trustee: If a company issues a prospectus to more than 500 people, it must appoint a Debenture Trustee to protect the interests of the debenture holders.

Comparison: Shares vs. Debentures

FeatureSharesDebentures
StatusHolder is an Owner.Holder is a Creditor.
ReturnDividend (paid only out of profit).Interest (a charge against profit).
Voting RightsUsually carries voting rights.No voting rights permitted.
PriorityPaid last during winding up.Paid before shareholders.
SecurityNever secured.Usually secured by a charge on assets.

Difference between Share Holders and Debenture Holders
1. Shares are the company owned capital. Debentures are the borrowed capital of the company.
2. Shareholders are the owner of the company. Debenture holders are the creditors to the company.
3. Shareholders get dividend if there is a profit. Debenture holders get fixed rate of interest whether there is profit or not.
4. Shareholders are liable for the loss of the company. Debenture holders are not liable for the loss of the company.
5. Shareholders possess voting rights. Debenture holders do not have such right.

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