Patent : Procedure for Grant of Patent

Under the Patents Act, 1970, a patent is a statutory right granted by the Government to an inventor for a limited period (20 years), giving them the exclusive authority to exclude others from making, using, or selling their invention. In return, the inventor must disclose the full technical details of the invention to the public.

1. Who Can Apply for a Patent

According to Section 6 of the Act, an application for a patent for an invention may be made by any of the following, either alone or jointly:

  • True and First Inventor: The person who actually conceived the invention. It does not include the first importer of an invention into India or a person to whom an invention is first transmitted from outside India.

  • Assignee: Any person or legal entity (like a company or university) to whom the true and first inventor has legally transferred the right to apply for the patent.

  • Legal Representative: If the true and first inventor is deceased, their legal heir or executor can file the application.

2. The Procedure for Grant of a Patent

The journey from an idea to a granted patent involves several critical stages:

Step 1: Filing the Application (Section 7)

The applicant files Form 1 along with a "Specification" (Form 2).

  • Provisional Specification: Filed when the invention is still in the R&D stage to secure a "priority date."

  • Complete Specification: If a provisional is filed, the complete specification must be submitted within 12 months, or the application is abandoned.

Step 2: Publication (Section 11A)

The application remains confidential for 18 months from the date of filing or priority. After this period, it is automatically published in the Official Patent Journal.

  • Note: An applicant can request early publication (via Form 9) to have it published within one month.

Step 3: Opposition

Once published, third parties can oppose the grant:

  • Pre-grant Opposition: Any person can file an opposition in writing after publication but before the grant of the patent.

Step 4: Request for Examination (RFE)

Unlike publication, examination is not automatic. The applicant must file a request for examination (Form 18) within 48 months of the filing date. If no request is made, the application is treated as withdrawn.

Step 5: Examination and FER (Section 12)

The Examiner checks the invention for:

  • Novelty: It must be new.

  • Inventive Step: It must not be obvious to a person skilled in the art.

  • Industrial Applicability: It must be capable of being used in an industry.

    The Patent Office then issues a First Examination Report (FER) listing any objections. The applicant has 6 months (extendable by 3 months) to respond and satisfy the objections.

Step 6: Grant of Patent

If the Controller is satisfied that all requirements of the Act are met and objections are cleared, the patent is granted. The grant is published in the Journal, and a Patent Certificate is issued.

3. Key Non-Patentable Inventions (Sections 3 & 4)

Not everything can be patented. The Act specifically excludes:

  • Frivolous inventions or those contrary to natural laws.

  • Methods of agriculture or horticulture.

  • Plants and animals (except microorganisms).

  • Section 3(d): Mere discovery of a new form of a known substance which does not result in the enhancement of the known efficacy (this prevents "evergreening").

  • Inventions relating to atomic energy (Section 4).


Patent Timelines

EventTimeline
Complete Specification filingWithin 12 months of Provisional filing
Automatic PublicationAfter 18 months
Request for ExaminationWithin 48 months
Response to FERWithin 6 months of receipt
Term of Patent20 years from the date of filing

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